Catharine Ann Dombrowski

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2002 → Present
  Dombrowski & Associates Cpas Llp
  Walnut Creek, CA
• 11/2003 → Present
  Lone Tree Funding & Mortgage
  Antioch, CA
• 06/2010 → Present
  Cetera Financial Specialists Llc
  Schuamburg, IL
• 06/2010 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2010 → Present
  Dombrowski Wealth Management
  Antioch, CA
• 08/2010 → Present
  Lone Tree Investments & Wealth Management
  Antioch, CA
• 12/2012 → Present
  Accel Consulting
  Walnut Creek, CA

Previous Registrations

• 2005-07-07 → 2008-07-03
  Avantax Advisory Services
  Walnut Creek, CA

Other Businesses

1)DOMBROWSKI & ASSOCIATES CPAS LLP; NON INV REL; SAME AS REGISTERED ADDRESS; CPA FIRM WITH LIMITED POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS; MANAGING PARTNER; 02/01/2002; 160 HRS/MTH: 2) CATHERINE ANN DOMBROWSKI DBA LONE TREE FUNDING & MORTGAGE; NON INV REL; SAME AS REGISTERED LOCATION; MORTGAGE; OWNER/BROKER; LOAN ORIGINATION; START DATE 11/2003; 0-25 HRS/MTH DURING TRADING HRS 3) ACCEL CONSULTING; NON INV REL; SAME AS REGISTERED ADDRESS; OWNER; CONSULTING TAX SERVICES FOR BUSINESS (INACTIVE); START DATE 7/01/01; 4) DOMBROWSKI WEALTH MANAGEMENT; INV RELATED; ANTIOCH, CA; REGISTERED REPRESENTATIVE AND INVESTMENT ADVISER REPRESENTATIVE; START DATE 08/10; 25 HRS/MTH: 5) LONE TREE INVESTMENTS & WEALTH MANAGEMENT; INV RELATED; ANTIOCH, CA; REGISTERED REPRESENTATIVE AND INVESTMENT ADVISER REPRESENTATIVE; START DATE 08/10; 25 HRS/MTH: 6)NAME OF OTHER BUSINESS: DEER VALLEY FINANCIAL SERVICES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: BANK ACCOUNT ; START DATE: 02/2005 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: NONE ; APX NUMBER OF HOURS DURING TRADING HOURS: NONE ; BRIEF DESCRIPTION OF DUTIES: BANK ACCOUNT FOR BOOKKEEPING PURPOSES

Exams

• S66 Uniform Combined State Law Examination
  2005-02-07

Designations

• Personal Financial Specialist

Other Names

• Catharine Ann Dombrowski