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Catharine Ann Dombrowski

Cetera Investment Advisers LLC

Antioch, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-07-01
  • CA RA
    APPROVED
    Since 2010-07-01

Branch Locations

3731 Sunset Lane Suite 100, Antioch, CA 94509 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Dombrowski & Associates Cpas Llp Walnut Creek CA 01/2002 Present
Lone Tree Funding & Mortgage Antioch CA 11/2003 Present
Cetera Financial Specialists Llc Schuamburg IL 06/2010 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2010 Present
Dombrowski Wealth Management Antioch CA 08/2010 Present
Lone Tree Investments & Wealth Management Antioch CA 08/2010 Present
Accel Consulting Walnut Creek CA 12/2012 Present
  • 01/2002 → Present
    Dombrowski & Associates Cpas Llp
    Walnut Creek, CA
  • 11/2003 → Present
    Lone Tree Funding & Mortgage
    Antioch, CA
  • 06/2010 → Present
    Cetera Financial Specialists Llc
    Schuamburg, IL
  • 06/2010 → Present
    Schaumburg, IL
  • 08/2010 → Present
    Dombrowski Wealth Management
    Antioch, CA
  • 08/2010 → Present
    Lone Tree Investments & Wealth Management
    Antioch, CA
  • 12/2012 → Present
    Accel Consulting
    Walnut Creek, CA
Previous Registrations
  • 2005-07-07 → 2008-07-03
    Avantax Advisory Services
    Walnut Creek, CA
Other Businesses

1)DOMBROWSKI & ASSOCIATES CPAS LLP; NON INV REL; SAME AS REGISTERED ADDRESS; CPA FIRM WITH LIMITED POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS; MANAGING PARTNER; 02/01/2002; 160 HRS/MTH: 2) CATHERINE ANN DOMBROWSKI DBA LONE TREE FUNDING & MORTGAGE; NON INV REL; SAME AS REGISTERED LOCATION; MORTGAGE; OWNER/BROKER; LOAN ORIGINATION; START DATE 11/2003; 0-25 HRS/MTH DURING TRADING HRS 3) ACCEL CONSULTING; NON INV REL; SAME AS REGISTERED ADDRESS; OWNER; CONSULTING TAX SERVICES FOR BUSINESS (INACTIVE); START DATE 7/01/01; 4) DOMBROWSKI WEALTH MANAGEMENT; INV RELATED; ANTIOCH, CA; REGISTERED REPRESENTATIVE AND INVESTMENT ADVISER REPRESENTATIVE; START DATE 08/10; 25 HRS/MTH: 5) LONE TREE INVESTMENTS & WEALTH MANAGEMENT; INV RELATED; ANTIOCH, CA; REGISTERED REPRESENTATIVE AND INVESTMENT ADVISER REPRESENTATIVE; START DATE 08/10; 25 HRS/MTH: 6)NAME OF OTHER BUSINESS: DEER VALLEY FINANCIAL SERVICES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: BANK ACCOUNT ; START DATE: 02/2005 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: NONE ; APX NUMBER OF HOURS DURING TRADING HOURS: NONE ; BRIEF DESCRIPTION OF DUTIES: BANK ACCOUNT FOR BOOKKEEPING PURPOSES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-07
  • S66 Uniform Combined State Law Examination
    2005-02-07
Designations
Other Names
  • Catharine Ann Dombrowski

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