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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-09-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacific Pension & Benefit Services, Inc. | Concord | CA | 06/2006 | Present |
| Royal Alliance | Concord | CA | 05/2013 | 08/2019 |
| Lpl Financial Llc | Antioch | CA | 09/2019 | Present |
1)01/2011 - START UP - GREEN SWAN INC - 1% - INVESTMENT RELTAED - NOVATO, CA 94945 2)06/2006 - DBA for LPL Business (entity for LPL business) - PACIFIC PENSION AND BENEFITS SERVICES, INC, - 90% - INVESTMENT RELATED - ANTIOCH, CA 94531. 3) 3/9/2020 - Pacific Pension & Benefit Services, Inc. - Investment Related - At Reported Business Location(s) - Other-Notary Public - Start Date: 04/01/2020 - 1 Hour Per Month During Securities Trading - Notarize client documentation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-24 |
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