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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

2157 Country Hills Dr Ste 211, Antioch, CA 94509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Proclaim Promotions Concord CA 10/2000 08/2021
Voya Financial Advisors Walnut Creek CA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
2727 Alamo Ct. Llc Oakley CA 01/2022 Present
  • 10/2000 → 08/2021
    Proclaim Promotions
    Concord, CA
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Walnut Creek, CA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 01/2022 → Present
    2727 Alamo Ct. Llc
    Oakley, CA
Previous Registrations
Other Businesses

1) NAME OF ENTITY: independent insurance agent; Yes; 2157 Country Hills Dr. Suite 211 Antioch, CA 94509, fixed insurance sales; independent insurance agent; 9/22/2011; 160; 160; sales of fixed insurance products 2) NAME OF ENTITY:KEVIN WILSON-RENTAL; No; 2719 almondridge dr; antioch; CA; 94509; RENTAL PROPERTY; OWNER; 8/14/2018; 1; 0; Landlord 3) NAME OF OTHER BUSINESS: 2727 ALAMO CT. LLC; INVESTMENT RELATED: NO; ADDRESS: 527 MERCURY CT, OAKLEY, CA 94561; NATURE OF BUSINESS: REAL ESTATE MANAGEMENT; START DATE: 1/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MANAGING PARTNER; 4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 06/12/2009 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS: LIFE, ANNUITIES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-07
  • S66 Uniform Combined State Law Examination
    2008-02-07

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