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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-14 |
| AL | RA | APPROVED | 2017-10-23 |
| MN | RA | APPROVED | 2014-01-22 |
Branch Locations
4650 Airport Blvd, Mobile, AL 36608 • United States
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
41 W I-65 Service Road N Ste 220, Mobile, AL 36608 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Bemidji | MN | 05/2010 | 10/2017 |
| Wells Fargo Advisors Llc | Bemidji | MN | 02/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bemidji | MN | 11/2016 | 10/2017 |
| Wells Fargo Clearing Services, Llc | Mobile | AL | 10/2017 | Present |
| Wells Fargo Bank Na | Mobile | AL | 09/2017 | Present |
ZUTZ,LLC; NOT INVESTMENT RELATED; SPANISH FORT,AL; 100% OWNERSHIP; START DATE 07/01/2019; NUMBER OF HOURS PER MONTH 10; NUMBER OF HOURS DURING TRADING 1; DAY TO DAY OPERATIONS OF THE BUSINESS. CONTACTING SUPPLIERS AND CREATING LISTINGS FOR ONLINE SALES. REPRESENTATIVE PAYEE ; INV RELATED; SPANISH FORT, AL; REP FOR STEPSON; REPRESENTATIVE PAYEE; START DATE: 10/24/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-12 |
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