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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-08-21
NH RA APPROVED 2025-08-21
TN RA APPROVED 2025-08-21
TX RA APPROVED_RES 2025-08-21
  • LA RA
    APPROVED
    Since 2025-08-21
  • NH RA
    APPROVED
    Since 2025-08-21
  • TN RA
    APPROVED
    Since 2025-08-21
  • TX RA
    APPROVED_RES
    Since 2025-08-21

Branch Locations

1845 Kirby Parkway, Germantown, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ftb Advisors, Inc. Memphis TN 04/2016 Present
Lpl Financial Llc Germantown TN 08/2025 Present
  • 04/2016 → Present
    Ftb Advisors, Inc.
    Memphis, TN
  • 08/2025 → Present
    Germantown, TN
Previous Registrations
  • 2016-04-06 → 2025-08-21
    First Horizon Advisors, Inc.
    Memphis, TN
    Germantown, TN
  • 2013-06-24 → 2016-03-11
    Germantown, TN
    St Louis, MO
    Memphis, TN
    Memphis, TN
Other Businesses

1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 07/24/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-25
  • S66 Uniform Combined State Law Examination
    2013-04-25
Other Names
  • Tyler Oliver Hicks
  • Tyler Hicks

View on SEC IAPD

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