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735 Tank Farm Road Suite 264, San Luis Obispo, CA 93401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED | 2021-05-07 |
Branch Locations
735 Tank Farm Road Suite 264, San Luis Obispo, CA 93401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Santa Monica | CA | 08/2013 | 02/2017 |
| Wells Fargo Clearing Services, Llc | San Luis Obispo | CA | 03/2017 | 07/2020 |
| San Luis Wealth Advisors | San Luis Obispo | CA | 07/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-19 |
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