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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-03-03 |
Branch Locations
413 E Terra Cotta Ave, Crystal Lake, IL 60014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Winnetka | IL | 07/2014 | 03/2026 |
| Jpmorgan Chase Bank Na | Winnetka | IL | 07/2014 | 03/2026 |
| Lpl Financial Llc | Crystal Lake | IL | 03/2026 | Present |
1. 2/2026 - Exemplar Financial Network - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month - 130 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 3/2/2026 2. 2/2026 - Exemplar Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month - 130 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 3/2/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-13 |
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