Samuel B Girouard

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 03/2026
  J.P. Morgan Securities Llc
  Winnetka, IL
• 07/2014 → 03/2026
  Jpmorgan Chase Bank Na
  Winnetka, IL
• 03/2026 → Present
  Lpl Financial Llc
  Crystal Lake, IL

Previous Registrations

• 2023-03-22 → 2026-03-01
  J.P. Morgan Securities Llc
  Oakbrook Terrace, IL
  Winnetka, IL
  Chicago, IL
  Grayslake, IL

Other Businesses

1. 2/2026 - Exemplar Financial Network - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month - 130 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 3/2/2026 2. 2/2026 - Exemplar Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month - 130 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 3/2/2026

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-03-22
• S63 Uniform Securities Agent State Law Examination
  2014-09-13

Other Names

• Samuel Brian Girouard