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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-23 |
| TX | RA | APPROVED | 2021-09-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Bank | Brooklyn | NY | 07/2015 | 04/2018 |
| Jpmorgan Chase Bank, N.A. | Brooklyn | NY | 04/2018 | 06/2019 |
| Jpmorgan Securities Llc | Brooklyn | NY | 04/2018 | 06/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brooklyn | NY | 06/2019 | 09/2021 |
| Bank Of America, N.A. | Brooklyn | NY | 06/2019 | 09/2021 |
| J.P. Morgan Securities Llc | Brooklyn | NY | 09/2021 | Present |
| Jp Morgan Chase Bank, N.A. | Brooklyn | NY | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-05 |
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