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Current Employers
Guardian Wealth Advisors, Llc

2413 Blue Ridge Rd Suite 201, Raleigh, NC 27607 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-01-08
NC RA APPROVED 2024-01-08
  • MN RA
    APPROVED
    Since 2024-01-08
  • NC RA
    APPROVED
    Since 2024-01-08

Branch Locations

2413 Blue Ridge Rd Suite 201, Raleigh, NC 27607 • United States

5200 Willson Rd Ste 150, Edina, MN 55424 • United States

Edina, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clifton Larson Allen Wealth Advisors, Llc Minneapolis MN 06/2017 03/2019
All Star Financial Bloomington MN 06/2019 10/2022
Clifton Larson Allen Wealth Advisors, Llc Minneapolis MN 01/2014 03/2019
Clifton Larson Allen Wealth Advisors, Llc Minneapolis MN 12/2012 06/2017
All Star Financial Llc Minneapolis MN 10/2022 12/2023
Guardian Wealth Advisors, Llc Raleigh NC 12/2023 Present
  • 06/2017 → 03/2019
    Clifton Larson Allen Wealth Advisors, Llc
    Minneapolis, MN
  • 06/2019 → 10/2022
    Bloomington, MN
  • 01/2014 → 03/2019
    Clifton Larson Allen Wealth Advisors, Llc
    Minneapolis, MN
  • 12/2012 → 06/2017
    Clifton Larson Allen Wealth Advisors, Llc
    Minneapolis, MN
  • 10/2022 → 12/2023
    All Star Financial Llc
    Minneapolis, MN
  • 12/2023 → Present
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-07-03
  • S63 Uniform Securities Agent State Law Examination
    2017-07-03
Designations
Other Names
  • Samuel Sexton

View on SEC IAPD

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