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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2018-09-14 |
Branch Locations
305 Lucy Drive, Harrisonburg, VA 22801 • United States
Rockingham, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Harrisonburg | VA | 02/2013 | 09/2018 |
| Showalter Masonry, Inc. | Harrisonburg | VA | 01/1998 | Present |
| Stratos Wealth Partners, Ltd | Harrisonburg | VA | 09/2013 | 09/2018 |
| Commonwealth Financial Network | Waltham | MA | 09/2018 | Present |
1. Fixed insurance sales, as an Agent, under the name Stern & Heatwole Financial Group PC; As of 09/04/2018; Approximately 0% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Secretary, Treasurer, and Co-Owner, Showalter Masonry, Inc., a private entity involved in masonry, stonework, and construction business; Located at 1251 Trinity Church Rd, Harrisonburg, VA 22802; As of 09/04/2018; Approximately 0% time spent during securities trading hours per month; Not conducted at branch location; Not investment related. 3. Secretary & Treasurer, Stern & Heatwole Financial Group, PC; a private entity established to facilitate securities, advisory, and insurance business; as of 01/01/2024; 100% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-14 |
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