Christopher Andrew Henderson

Current Employers

Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2009-08-19

AZ RA
APPROVED

Since 2009-08-19

Branch Locations

225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Phoenix, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wedbush Morgan Securities	Scottsdale	AZ	07/2009	Present

07/2009 → Present

Wedbush Morgan Securities

Scottsdale, AZ

Previous Registrations

2002-08-15 → 2009-07-31

Banc Of America Investment Services, Inc.

Mesa, AZ

Tempe, AZ

Scottsdale, AZ

Scottsdale, AZ

Mesa, AZ

Other Businesses

(1) Henderson Investment Advisors; Investment Related; DBA; President; Start: 9/2016; Approx: 30-50 per month during business hours; DBA for Wedbush Securities business.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-01-04
S63	Uniform Securities Agent State Law Examination	1998-11-23

S65 Uniform Investment Adviser Law Examination

2000-01-04
S63 Uniform Securities Agent State Law Examination

1998-11-23

Other Names

Chris Henderson

View on SEC IAPD

Current Employers

Wedbush Securities Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews