Seann Courtney

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 08/2017
  Mod 4 U
  Webster, NY
• 09/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 05/2019 → Present
  Bank Of America, N.A.
  New York, NY

Previous Registrations

• 2014-12-12 → 2015-09-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pittsford, NY

Other Businesses

I*124007 For profit or not for profit: For-Profit Organization Name of outside business organization: DANDS LLC Investment related: N Address of business: Fairport, New York 14450 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 7/1/2019 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Purchase and manage investment property

Exams

• S66 Uniform Combined State Law Examination
  2014-12-11

Other Names

• Seann Patrick Courtney
• Seann Patrick Courtney
• Seann P Courtney