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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-12-06
  • CT RA
    APPROVED
    Since 2021-12-06

Branch Locations

21 Brock St Unit A-1, 2Nd Floor, North Haven, CT 06473 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 02/2013 12/2016
Northwestern Mutual Investment Services, Llc Hamden CT 04/2013 12/2016
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 12/2016
The Leaders Group, Inc. Littleton CO 12/2016 12/2019
Zuzulo Financial Group West Hartford CT 02/2013 12/2016
Jaigantic Studios Llc Shelton CT 11/2021 Present
Self Employed Various Oba's Listed North Haven CT 01/2020 10/2021
  • 02/2013 → 12/2016
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2013 → 12/2016
    Hamden, CT
  • 01/2016 → 12/2016
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 12/2016 → 12/2019
    The Leaders Group, Inc.
    Littleton, CO
  • 02/2013 → 12/2016
    Zuzulo Financial Group
    West Hartford, CT
  • 11/2021 → Present
    Jaigantic Studios Llc
    Shelton, CT
  • 01/2020 → 10/2021
    Self Employed Various Oba's Listed
    North Haven, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-08
S63 Uniform Securities Agent State Law Examination 2013-12-30
  • S65 Uniform Investment Adviser Law Examination
    2014-09-08
  • S63 Uniform Securities Agent State Law Examination
    2013-12-30

View on SEC IAPD

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