Alicia Rose Roennow

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2013 → 04/2018
  Securian Financial Services, Inc
  St Paul, MN
• 11/2011 → 04/2018
  Healy Group
  South Bend, IN
• 05/2018 → Present
  Lpl Financial Llc
  South Bend, IN
• 05/2018 → Present
  1St Source Bank
  South Bend, IN

Other Businesses

1)5/11/18- 1st Source Asset Advisors- DBA for LPL Business (entity for LPL business)- Inv. Related - at reported business location(s)- 100% 2) 12/30/2019 - 1st Source Asset Advisors - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Started 04/01/2019 - 1 Hour Per Month During Securities Trading - Bank issued Signature Guarantee stamp.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-09-07
• S63 Uniform Securities Agent State Law Examination
  2014-02-25

Other Names

• Alicia R Mclaughlin
• Alicia Rose Mclaughlin