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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-06 |
| TX | RA | APPROVED | 2015-04-24 |
Branch Locations
6225 Sheridan Drive Suite 318, Williamsville, NY 14221-4800 • United States
Buffalo, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Williamsville | NY | 01/2015 | Present |
| City National Bank | Williamsville | NY | 12/2016 | Present |
(1)RENTAL PROPERTY; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: RENTAL PROPERTY; NOT INVESTMENT RELATED; START DATE: 07/01/2018; CAPACITY: OWNER-PASSIVE; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE 2) NAME OF ENTITY: Rental Income ADDRESS: 191 Cottonwood Drive Williamsville NY 14221 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Renting out home CAPACITY: Owner - Active START DATE: 09/01/16 DUTIES: Landlord duties HOURS DEVOTED PER MONTH: .50 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 3) NAME OF ENTITY: Rental Income ADDRESS: 114 Virgil Ave Buffalo NY 14216 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Renting out home CAPACITY: Owner - Active START DATE: 05/01/21 DUTIES: Landlord duties HOURS DEVOTED PER MONTH: .50 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-07 |
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