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Gregorio Dominguez

J.P. Morgan Securities LLC

Brooklyn, NY

Brooklyn, NY

CRD 6163448

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-03-07
TX RA APPROVED_RES 2024-03-07
  • NY RA
    APPROVED
    Since 2024-03-07
  • TX RA
    APPROVED_RES
    Since 2024-03-07

Branch Locations

883 Flatbush Avenue, Brooklyn, NY 11226 • United States

4724 13Th Ave., At 48Th Street, Brooklyn, NY 11219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cafe Picoro Brooklyn NY 07/2020 Present
Citigroup/Citi New York NY 05/2017 03/2024
Capital One Financial Corp New York NY 02/2015 05/2017
Citigroup Global Markets Inc. New York NY 05/2017 03/2024
Capital One Investing, Llc New York NY 02/2015 05/2017
Capital One Advisors, Llc New York NY 04/2015 05/2017
J.P. Morgan Securities Llc Brooklyn NY 03/2024 Present
Jpmorgan Chase Bank, N.A. Brooklyn NY 03/2024 Present
  • 07/2020 → Present
    Cafe Picoro
    Brooklyn, NY
  • 05/2017 → 03/2024
    Citigroup/Citi
    New York, NY
  • 02/2015 → 05/2017
    Capital One Financial Corp
    New York, NY
  • 05/2017 → 03/2024
    New York, NY
  • 02/2015 → 05/2017
    Capital One Investing, Llc
    New York, NY
  • 04/2015 → 05/2017
    Capital One Advisors, Llc
    New York, NY
  • 03/2024 → Present
    Brooklyn, NY
  • 03/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Brooklyn, NY
Previous Registrations
  • 2017-06-02 → 2024-05-08
    New York, NY
    New York, NY
    New York, NY
    New York, NY
  • 2015-04-28 → 2017-05-30
    Capital One Advisors, Llc
    Bronx, NY
    Mclean, VA
Other Businesses

Entity Name: Cafe Picoro Investment related: No Address: Brooklyn, NY 11211 www.cafepicoro.com Nature of the other business: Café Position/Title/Relationship: Owner/Partner Start Date: 07/14/2020 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Cafe Picoro LLC; Coffee Brand: Ground & Whole Bean; Not investment-related; Brooklyn, NY; Affiliation started on 08/01/2020; Position: Supervisor Title: Shareholder; Duties: Supervise operations during weekend; 0 hours devoted each month during securities trading hours; 16 hours devoted each month outside securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-27
S63 Uniform Securities Agent State Law Examination 2013-06-07
  • S65 Uniform Investment Adviser Law Examination
    2015-04-27
  • S63 Uniform Securities Agent State Law Examination
    2013-06-07
Other Names
  • Gregorio Dominguez
  • Gregorio Dominicano Dominguez
  • Gregory D Dominguez
  • Gregory Dominguez
  • Gregory Dominicano Dominguez

View on SEC IAPD

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