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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-03-07 |
| TX | RA | APPROVED_RES | 2024-03-07 |
Branch Locations
883 Flatbush Avenue, Brooklyn, NY 11226 • United States
4724 13Th Ave., At 48Th Street, Brooklyn, NY 11219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cafe Picoro | Brooklyn | NY | 07/2020 | Present |
| Citigroup/Citi | New York | NY | 05/2017 | 03/2024 |
| Capital One Financial Corp | New York | NY | 02/2015 | 05/2017 |
| Citigroup Global Markets Inc. | New York | NY | 05/2017 | 03/2024 |
| Capital One Investing, Llc | New York | NY | 02/2015 | 05/2017 |
| Capital One Advisors, Llc | New York | NY | 04/2015 | 05/2017 |
| J.P. Morgan Securities Llc | Brooklyn | NY | 03/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Brooklyn | NY | 03/2024 | Present |
Entity Name: Cafe Picoro Investment related: No Address: Brooklyn, NY 11211 www.cafepicoro.com Nature of the other business: Café Position/Title/Relationship: Owner/Partner Start Date: 07/14/2020 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Cafe Picoro LLC; Coffee Brand: Ground & Whole Bean; Not investment-related; Brooklyn, NY; Affiliation started on 08/01/2020; Position: Supervisor Title: Shareholder; Duties: Supervise operations during weekend; 0 hours devoted each month during securities trading hours; 16 hours devoted each month outside securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-07 |
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