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Lauren Rebecca Sondalle

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Spokane, WA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-12
WA RA APPROVED 2020-10-02
  • TX RA
    APPROVED
    Since 2020-11-12
  • WA RA
    APPROVED
    Since 2020-10-02

Branch Locations

601 W Riverside Ave, Spokane, WA 99201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities, Llc Spokane WA 02/2013 05/2018
Jpmorgan Chase Bank Spokane WA 09/2008 05/2018
Washington Trust Bank Spokane WA 05/2018 02/2020
Cetera Investment Services St Cloud MN 05/2018 02/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Spokane WA 02/2020 Present
Spokane Community College Spokane WA 09/2016 12/2019
Bank Of America, N.A. Spokane WA 04/2020 Present
  • 02/2013 → 05/2018
    Jpmorgan Securities, Llc
    Spokane, WA
  • 09/2008 → 05/2018
    Jpmorgan Chase Bank
    Spokane, WA
  • 05/2018 → 02/2020
    Washington Trust Bank
    Spokane, WA
  • 05/2018 → 02/2020
    Cetera Investment Services
    St Cloud, MN
  • 02/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Spokane, WA
  • 09/2016 → 12/2019
    Spokane Community College
    Spokane, WA
  • 04/2020 → Present
    Bank Of America, N.A.
    Spokane, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-01
S63 Uniform Securities Agent State Law Examination 2013-04-01
  • S66 Uniform Combined State Law Examination
    2020-10-01
  • S63 Uniform Securities Agent State Law Examination
    2013-04-01
Other Names
  • Lauren Rebecca Peterman
  • Lauren R Sondalle
  • Lauren R Peterman
  • Lauren Peterman
  • Lauren Sondalle
  • Lauren Rebecca Sondalle

View on SEC IAPD

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VORPAHL WING ADVISORS, INC. · SPOKANE, WA
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LPL FINANCIAL LLC · SPOKANE, WA
LPL FINANCIAL LLC · SPOKANE, WA
LPL FINANCIAL LLC · Spokane, WA
AMERIPRISE FINANCIAL SERVICES, LLC · Spokane, WA
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