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Stephen Kenji Kugisaki

Ameriprise Financial Services, LLC

Honolulu, HI

Honolulu, HI

CRD 6161798

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2022-06-22
  • HI RA
    APPROVED
    Since 2022-06-22

Branch Locations

1585 Kapiolani Blvd Ste 1100, Honolulu, HI 96814-4523 • United States

Honolulu, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2013 06/2022
Ameriprise Financial Services, Llc Honolulu HI 06/2022 Present
Previous Registrations
  • 2013-06-10 → 2022-06-23
    Edward Jones
    St Louis, MO
    Honolulu, HI
Other Businesses

Real Estate Ownership; Multi-Family; 1505 Kewalo Street, Honolulu, HI 96822, Apt. 203B, Honolulu, HI, 96822; Not Investment-Related; 09/05/2025.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-12
  • S66 Uniform Combined State Law Examination
    2013-04-12
Other Names
  • Stephen K Kugisaki

View on SEC IAPD

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