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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-11-30 |
| TX | RA | APPROVED | 2023-11-30 |
Branch Locations
6815 Poplar Avenue Suite 210, Germantown, TN 38138 • United States
Germantown, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Memphis | TN | 01/2015 | 12/2016 |
| Securian Financial Services Inc | St Paul | MN | 12/2016 | 08/2023 |
| Minnesota Life Insurance Co | St Paul | MN | 12/2016 | 08/2023 |
| Shoemaker Financial | Germantown | TN | 12/2016 | 11/2023 |
| Cetera Advisor Networks Llc | Germantown | TN | 08/2023 | 11/2023 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | 11/2023 |
| Rbc Capital Markets, Llc | Memphis | TN | 11/2023 | Present |
(1) NAME OF ENTITY: Bodine School ADDRESS: 2432 Yester Oaks Dr Germantown TN 38139 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Board Membership CAPACITY Board of Directors * START DATE: 08/01/2024 DUTIES: Attend 4-5 board meetings per year and vote on school-related decisions. HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-19 |
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