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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2024-10-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Union Bank | La Mesa | CA | 09/2008 | 04/2017 |
| Unionbanc Investment Services | La Mesa | CA | 02/2013 | 10/2024 |
| Lpl Financial Llc | San Diego | CA | 10/2024 | Present |
1- 10/2024 / Seapoint Wealth Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 40 hrs during trading / At reported business location(s) 2- 04/14/2026 - Foray X LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - San Diego, CA - Start Date 02/12/2026 - 80 hours per month/ 21 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-19 |
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