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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-05-20 |
Branch Locations
2600 North Military Trail Suite 420, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nl Financial Alliance / National Life Ins. Co. | Staten Island | NY | 10/2011 | Present |
| 1847 Financial | Boca Raton | FL | 05/2022 | Present |
| Innovative Financial Concepts, Llc | Fort Lauderdale | FL | 10/2022 | Present |
| Hornor, Townsend & Kent, Llc | Horsham | PA | 05/2024 | Present |
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: INNOVATIVE FINANCIAL CONCEPTS, LLC | POSITION HELD: AGENT | ADDRESS: 2600 NORTH MILITARY TRAIL SUITE 420, BOCA RATON, FL 33431 | START DATE: 05/03/2024 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 160 | APPROX TRADING HRS PER MTH: 128 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS. 2) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847FINANCIAL | POSITION HELD: AGENT | ADDRESS: 2600 NORTH MILITARY TRAIL SUITE 420, BOCA RATON, FL 33431 | START DATE: 05/03/2024 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 160 | APPROX TRADING HRS PER MTH: 128 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS. 3) NON-PROFIT | INVESTMENT RELATED: NO | DBA NAME: GREATER FORT LAUDERDALE CHAMBER OF COMMERCE | POSITION HELD: DIRECTOR OF THE BOARD | ADDRESS: 512 NE 3RD AVE, FORT LAUDERDALE, FL 33301 | START DATE: 05/03/20204 | NATURE OF ACTIVITY: VOLUNTEER COMMUNITY RELATIONS | APPROX HRS PER MTH: 15 | APPROX TRADING HRS PER MTH: 3 | DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS, NETWORKING EVENTS, RIBBON CUTTING CERMONIES, HOSTING EVENTS. 4) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: NATIONAL LIFE | POSITION HELD: AGENT | ADDRESS: 200 SCHULZ DRIVE, STE 125, RED BANK, NJ 07701 | START DATE: 05/03/2024 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 8 | APPROX TRADING HRS PER MTH: 3 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS 5) NON-PROFIT | INVESTMENT RELATED: NO | DBA NAME: JUNIOR ACHIEVEMENT OF SOUTH FLORIDA | POSITION HELD: CO-CHAIR OF THE LEAGUE | ADDRESS: 1130 COCONUT CREEK BLVD, COCONUT CREEK, FL 33066 | START DATE: 05/16/20204 | NATURE OF ACTIVITY: NON-PROFIT | APPROX HRS PER MTH: 15 | APPROX TRADING HRS PER MTH: 5 | DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS, ATTEND NETWORKING EVENTS, HOST NETWORKING EVENTS, VOLUNTEER TO MENTOR PUBLIC SCHOOL KIDS IN BROWARD COUNTY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-16 |
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