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Michael Zepatos

LPl Financial LLC

Memphis, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-10-08
TX RA APPROVED 2024-10-07
  • TN RA
    APPROVED
    Since 2024-10-08
  • TX RA
    APPROVED
    Since 2024-10-07

Branch Locations

516 Tennessee St Unit 419, Memphis, TN 38103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Memphis TN 01/2013 11/2016
Wells Fargo Clearing Services, Llc Memphis TN 11/2016 08/2017
Raymond James & Associates Memphis TN 08/2017 10/2024
Arcade Restaurant Memphis TN 08/2017 Present
Lpl Financial Llc Memphis TN 10/2024 Present
  • 01/2013 → 11/2016
    Wells Fargo Advisors, Llc
    Memphis, TN
  • 11/2016 → 08/2017
    Memphis, TN
  • 08/2017 → 10/2024
    Raymond James & Associates
    Memphis, TN
  • 08/2017 → Present
    Arcade Restaurant
    Memphis, TN
  • 10/2024 → Present
    Memphis, TN
Previous Registrations
Other Businesses

1- 10/2024 / 901 Financial Solutions / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 100 hrs during trading / At reported business location(s) 2- 10/2024 / Real Estate Rental / Real Estate Rental / Owner / Investment Related / 1 hr mth / Memphis, TN / Start date: 08/31/2017 3- 10/2024/ Arcade Restaurant, LLC / Outside/W-2 Employment / Not Investment Related / 10 hrs mth / Memphis, TN / Start date: 08/31/2017 4- 10/2024 / Zepatos Property Management, LLC / Outside/W-2 Employment / Not Investment Related / 2 hrs mth / Memphis, TN / Start date: 08/31/2017 5- 10/2024 / App Developer / Not Investment Related 10 hrs mth / Memphis, TN / Start date: 08/31/2017 6- 10/2024 / Zepatos Reality / Outside/W-2 Employment / Not Investment Related / 10 hrs mth / Memphis, TN / Start date: 08/30/2017 7- 10/2024 / Marketing Consultant / Not Investment Related / 10 hrs mth / Memphis, TN / Start date: 08/31/2017

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-26
  • S66 Uniform Combined State Law Examination
    2013-03-26

View on SEC IAPD

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