Ricky Paul Sloan

First Citizens Investor Services, Inc.

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Current Employers

First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2018-06-27

NC RA
APPROVED

Since 2018-06-27

Branch Locations

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pnc Investments	Clayton	NC	08/2014	05/2018
First Citizens Investor Services	Raeligh	NC	06/2018	10/2021
First Citizens Investor Services	Raleigh	NC	10/2021	Present

08/2014 → 05/2018

Pnc Investments

Clayton, NC
06/2018 → 10/2021

First Citizens Investor Services

Raeligh, NC
10/2021 → Present

First Citizens Investor Services

Raleigh, NC

Previous Registrations

2014-08-14 → 2018-05-18

Pnc Wealth Management Llc

Clayton, NC

Garner, NC

Smithfield, NC

Holly Springs, NC

Faquay Varina, NC

Cary, NC

Cary, NC

Durham, NC

Clinton, NC

Fayetteville, NC

Cary, NC
2013-04-08 → 2014-07-29

Wells Fargo Clearing Services, Llc

Durham, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-04-05

S66 Uniform Combined State Law Examination

2013-04-05

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

JAMES MICHAEL TARKENTON

CALEB ROBERT GRIFFITH

William Dean Cotton

Earl Scott Butcher

DAVID JEFFREY HERMAN

JAY DAVID MCKINNEY

BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC

FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC

OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC

ADVISORY SERVICES NETWORK · RALEIGH, NC

FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC

WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC

EDWARD JONES · RALEIGH, NC

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