Ricky Paul Sloan

Employer firm

First Citizens Investor Services, Inc. CRD 44430

$2.63B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 05/2018
  Pnc Investments
  Clayton, NC
• 06/2018 → 10/2021
  First Citizens Investor Services
  Raeligh, NC
• 10/2021 → Present
  First Citizens Investor Services
  Raleigh, NC

Previous Registrations

• 2014-08-14 → 2018-05-18
  Pnc Wealth Management Llc
  Clayton, NC
  Garner, NC
  Smithfield, NC
  Holly Springs, NC
  Faquay Varina, NC
  Cary, NC
  Cary, NC
  Durham, NC
  Clinton, NC
  Fayetteville, NC
  Cary, NC
• 2013-04-08 → 2014-07-29
  Wells Fargo Clearing Services, Llc
  Durham, NC

Exams

• S66 Uniform Combined State Law Examination
  2013-04-05