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Carlos M Mendez

J.P. Morgan Securities LLC

New York, NY

Morristown, NJ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-06-25
NY RA APPROVED 2025-06-23
TX RA APPROVED 2025-06-23
  • NJ RA
    APPROVED
    Since 2025-06-25
  • NY RA
    APPROVED
    Since 2025-06-23
  • TX RA
    APPROVED
    Since 2025-06-23

Branch Locations

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

225 South Street 2Nd Floor, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 02/2021 10/2023
Jpmorgan Chase Bank, N.A. Morristown NY 10/2011 Present
J.P. Morgan Securities Llc Morristown NJ 07/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-17
S63 Uniform Securities Agent State Law Examination 2013-06-06
  • S66 Uniform Combined State Law Examination
    2025-03-17
  • S63 Uniform Securities Agent State Law Examination
    2013-06-06
Other Names
  • Carlos Mendez
  • Carlos Manuel Mendez
  • Carlos M Mendez
  • Carlos M. Mendez

View on SEC IAPD

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