Michael Hou

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-15

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pasadena	CA	02/2017	08/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pasadena	CA	06/2014	01/2017
Bank Of America, N.A	Pasadena	CA	05/2017	08/2018
Fidelity Brokerage Services Llc	Pasadena	CA	08/2018	05/2021
Fidelity Investments	Boston	MA	03/2025	12/2025
Charles Schwab & Co., Inc.	Pasadena	CA	12/2025	Present
Charles Schwab Bank	Pasadena	CA	12/2025	Present
Fidelity Investments	Pasadena	CA	05/2021	12/2025

02/2017 → 08/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pasadena, CA
06/2014 → 01/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pasadena, CA
05/2017 → 08/2018

Bank Of America, N.A

Pasadena, CA
08/2018 → 05/2021

Fidelity Brokerage Services Llc

Pasadena, CA
03/2025 → 12/2025

Fidelity Investments

Boston, MA
12/2025 → Present

Charles Schwab & Co., Inc.

Pasadena, CA
12/2025 → Present

Charles Schwab Bank

Pasadena, CA
05/2021 → 12/2025

Fidelity Investments

Pasadena, CA

2025-03-31 → 2025-12-15

Strategic Advisers Llc

West Covina, CA

Pasadena, CA

Pasadena, CA

Boston, MA
2018-11-26 → 2025-03-31

Fidelity Personal And Workplace Advisors

Pasadena, CA
2017-08-02 → 2018-08-23

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pasadena, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-07-31

Other Firms