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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-04 |
| CA | RA | APPROVED | 2024-09-20 |
Branch Locations
20400 Stevens Creek Boulevard Suite 350, Cupertino, CA 95014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mufg Union Bank | San Jose | CA | 09/2012 | 05/2023 |
| Unionbanc Investment Services | San Jose | CA | 11/2017 | 05/2023 |
| U.S. Bancorp Investments, Inc. | San Jose | CA | 05/2023 | 01/2024 |
| U.S. Bank | San Jose | CA | 05/2023 | 01/2024 |
| Morgan Stanley | Cupertino | CA | 09/2024 | Present |
| Unemployed | San Jose | CA | 02/2024 | 08/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2013-03-28 |
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