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Debby L Kurniawati

Morgan Stanley

Cupertino, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-04
CA RA APPROVED 2024-09-20
  • TX RA
    APPROVED_RES
    Since 2024-11-04
  • CA RA
    APPROVED
    Since 2024-09-20

Branch Locations

20400 Stevens Creek Boulevard Suite 350, Cupertino, CA 95014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mufg Union Bank San Jose CA 09/2012 05/2023
Unionbanc Investment Services San Jose CA 11/2017 05/2023
U.S. Bancorp Investments, Inc. San Jose CA 05/2023 01/2024
U.S. Bank San Jose CA 05/2023 01/2024
Morgan Stanley Cupertino CA 09/2024 Present
Unemployed San Jose CA 02/2024 08/2024
  • 09/2012 → 05/2023
    Mufg Union Bank
    San Jose, CA
  • 11/2017 → 05/2023
    Unionbanc Investment Services
    San Jose, CA
  • 05/2023 → 01/2024
    San Jose, CA
  • 05/2023 → 01/2024
    U.S. Bank
    San Jose, CA
  • 09/2024 → Present
    Cupertino, CA
  • 02/2024 → 08/2024
    Unemployed
    San Jose, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-02-06
S63 Uniform Securities Agent State Law Examination 2013-03-28
  • S65 Uniform Investment Adviser Law Examination
    2014-02-06
  • S63 Uniform Securities Agent State Law Examination
    2013-03-28

View on SEC IAPD

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