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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
OH RA APPROVED 2018-06-08
  • NY RA
    APPROVED
    Since 2021-05-03
  • OH RA
    APPROVED
    Since 2018-06-08

Branch Locations

1111 Polaris Parkway, Floor 4J, Columbus, OH 43240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Columbus OH 10/2013 04/2017
J.P. Morgan Securities Llc Columbus OH 05/2017 Present
Sew In Love, Ltd Columbus OH 02/2018 Present
Carmen's Gorgeous Art, Ltd. Lancaster OH 02/2024 Present
  • 10/2013 → 04/2017
    Morgan Stanley
    Columbus, OH
  • 05/2017 → Present
    Columbus, OH
  • 02/2018 → Present
    Sew In Love, Ltd
    Columbus, OH
  • 02/2024 → Present
    Carmen's Gorgeous Art, Ltd.
    Lancaster, OH
Other Businesses

Entity Name: Carmen's Gorgeous Art, Ltd. Investment related: No Address: Lancaster, OH 43130 Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 02/14/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am starting a new business for the purposes of selling my own artwork ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: SEW IN LOVE, LTD. POSITION: OWNER START DATE: 2/19/2018 ADDRESS: 4983 Columbus, OH DETAILS: WWW.SEWINLOVEAPPAREL.COM. THIS IS A HOME SEWING BUSINESS, WHERE I SELL HOMEMADE CLOTHING. I SEW CLOTHES FOR MYSELF AND OTHER PEOPLE. I WANT TO START RECEIVING COMPENSATION FOR THIS. IT'S A SMALL BUSINESS OUT OF MY HOME. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 45 OR LESS HOURS PER MONTH HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-29
S63 Uniform Securities Agent State Law Examination 2015-11-30
  • S66 Uniform Combined State Law Examination
    2018-05-29
  • S63 Uniform Securities Agent State Law Examination
    2015-11-30
Other Names
  • Carmen R Haynes
  • Carmen R Sweatte
  • Carmen R Sweatte
  • Carmen R Haynes
  • Carmen R Sweatte
  • Carmen R Bryd
  • Carmen Bryd

View on SEC IAPD

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