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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| OH | RA | APPROVED | 2018-06-08 |
Branch Locations
1111 Polaris Parkway, Floor 4J, Columbus, OH 43240 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Columbus | OH | 10/2013 | 04/2017 |
| J.P. Morgan Securities Llc | Columbus | OH | 05/2017 | Present |
| Sew In Love, Ltd | Columbus | OH | 02/2018 | Present |
| Carmen's Gorgeous Art, Ltd. | Lancaster | OH | 02/2024 | Present |
Entity Name: Carmen's Gorgeous Art, Ltd. Investment related: No Address: Lancaster, OH 43130 Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 02/14/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am starting a new business for the purposes of selling my own artwork ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: SEW IN LOVE, LTD. POSITION: OWNER START DATE: 2/19/2018 ADDRESS: 4983 Columbus, OH DETAILS: WWW.SEWINLOVEAPPAREL.COM. THIS IS A HOME SEWING BUSINESS, WHERE I SELL HOMEMADE CLOTHING. I SEW CLOTHES FOR MYSELF AND OTHER PEOPLE. I WANT TO START RECEIVING COMPENSATION FOR THIS. IT'S A SMALL BUSINESS OUT OF MY HOME. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 45 OR LESS HOURS PER MONTH HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-30 |
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