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Robin Morgan

Charles Schwab & Co., Inc.

The Villages, FL

Winter Park, FL

CRD 3147414

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-09-29
  • FL RA
    APPROVED
    Since 2011-09-29

Branch Locations

1048 Lake Sumter Landing, The Villages, FL 32162-2697 • United States

633 N Orlando Ave., Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Bank The Villages FL 08/2011 Present
Charles Schwab & Co., Inc. The Villages FL 08/2011 Present
Previous Registrations
  • 2009-06-01 → 2011-09-22
    Morgan Stanley
    The Villages, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    The Villages, FL
  • 2003-08-25 → 2007-04-02
    Morgan Stanley Dw Inc.
    The Villages, FL
    Ocala, FL
    Ocala, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-15
  • S66 Uniform Combined State Law Examination
    2003-08-15
Other Names
  • Robin Michele Bechtel
  • Robin Michele Morgan
  • Robin Michele Morgan

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · THE VILLAGES, FL
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