Best Investors
Account
Sign in
Best Investors
Account
Sign in
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-11-03 |
| TX | RA | APPROVED | 2021-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Integral Financial Llc | San Jose | CA | 11/2012 | 05/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Antonio | TX | 05/2019 | 10/2021 |
| Bank Of America, N.A. | San Antonio | TX | 05/2019 | 10/2021 |
| The Vanguard Group, Inc. | Plano | TX | 10/2021 | Present |
| Vanguard Marketing Corporation | Plano | TX | 10/2021 | Present |
NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT RELATED ADDRESS: GRAPEVINE, TX NATURE OF BUSINESS: INSURANCE POSITION: N/A START DATE: 10/2021 APPROX. HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 2013-02-01 |
Reach out to this advisor