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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-11-10 |
| TX | RA | APPROVED_RES | 2021-02-05 |
| MN | RA | APPROVED | 2016-02-11 |
Branch Locations
4115 26Th Street Nw (P2A) Suite 100, Rochester, MN 55901 • United States
Stewartville, MN • United States
Stewartville, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rochester | MN | 01/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Rochester | MN | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-15 |
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