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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-04-12 |
Branch Locations
350 W Colorado Blvd Ste 390 [Ll-Rbo], Pasadena, CA 91105 • United States
14601 Ventura Blvd, Sherman Oaks, CA 91403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Burbank | CA | 07/2007 | Present |
| Wells Fargo Advisors Llc | Burbank | CA | 01/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Burbank | CA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 2013-03-12 |
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