Xuemei Qian

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2015-11-30

CA RA
APPROVED

Since 2015-11-30

Branch Locations

10480 S Deanza Blvd, Cupertino, CA 95014 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Ctbc Bank	Cupertino	CA	11/2015	12/2017
Cetera Investment Services Llc	St Cloud	MN	11/2015	Present
Cetera Investment Advisers Llc	Cupertino	CA	11/2015	Present
Cathay Bank	Cupertino	CA	12/2017	Present

11/2015 → 12/2017

Ctbc Bank

Cupertino, CA
11/2015 → Present

Cetera Investment Services Llc

St Cloud, MN
11/2015 → Present

Cetera Investment Advisers Llc

Cupertino, CA
12/2017 → Present

Cathay Bank

Cupertino, CA

Previous Registrations

2015-07-20 → 2015-09-29

Equitable Advisors, Llc

San Mateo, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-07-09
S63	Uniform Securities Agent State Law Examination	2013-04-03

S66 Uniform Combined State Law Examination

2015-07-09
S63 Uniform Securities Agent State Law Examination

2013-04-03

Other Names

Crystal Qian

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews