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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-11-22 |
| TX | RA | APPROVED | 2021-11-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Manhattan Beach | CA | 01/2013 | 06/2018 |
| Jpmorgan Chase Bank, N.A | Manhattan Beach | CA | 02/2015 | 06/2018 |
| Jpmorgan Chase Bank, Na | Hermosa Beach | CA | 06/2018 | 11/2021 |
| Jp Morgan Securities Llc | Hermosa Beach | CA | 06/2018 | 11/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | El Segundo | CA | 11/2021 | Present |
| Bank Of America, N.A. | El Segundo | CA | 01/2022 | Present |
I*: 2584290 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Redondo Beach, CA 90277 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 7/15/2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Sole owner of rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-05 |
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