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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-04-13 |
Branch Locations
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
10009 Almeda Genoa Rd, Houston, TX 77075 • United States
4645 Reed Rd, Houston, TX 77051 • United States
930 W Bay Area Blvd, Webster, TX 77598 • United States
11102 Scarsdale Blvd, Houston, TX 77089 • United States
6821 Harrisburg Blvd, Houston, TX 77011 • United States
200 W Parkwood Ave, Friendswood, TX 77546 • United States
2821 Business Center Dr, Pearland, TX 77584 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Pearland | TX | 03/2012 | 11/2017 |
| Wells Fargo Advisors Llc | Pearland | TX | 01/2013 | 11/2016 |
| Cochran Phillips Real Estate, Llc | San Fransisco | CA | 04/2010 | Present |
| Wells Fargo Clearing Services, Llc | Pearland | TX | 11/2016 | 11/2017 |
| Wells Fargo Clearing Services, Llc | Houston | TN | 04/2018 | Present |
COCHRAN PHILLIPS REAL ESTATE LLC, INV RELATED, SAN FRANCISCO, CA, 25% OWNERSHIP, START 4/1/2010, 10 HOURS DEVOTED PER MONTH, ZERO DURING TRADING HOURS, RECOMMENDATIONS ON REAL ESTATE TO BUY AND RENOVATE. RENTAL PROPERTY, INV RELATED, NEW ORLEANS, LA, 25% OWNERSHIP, START 4/1/2013, 5 HOURS PER MONTH, ZERO DURING TRADING, MEETING WITH REAL ESTATE AGENTS AND PROPERTY MANAGERS. 3 PHILLIPS DEVELOPMENT LLC, INV RELATED, PEARLAND, TX, 100% OWNERSHIP, START 5/1/2020, 10 HOURS PER MONTH, ZERO DURING TRADING, HOLD REAL ESTATE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2013-03-12 |
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