John Duncan Mcinnes

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 01/2019
  Packerland Brokerage Services
  Green Bay, WI
• 01/2019 → Present
  Prudential Insurance Company Of America
  Appleton, WI
• 01/2019 → 11/2024
  Pruco Securities, Llc.
  Appleton, WI
• 11/2024 → Present
  Lpl Enterprise, Llc
  Little Chute, WI

Previous Registrations

• 2019-01-17 → 2024-11-14
  Pruco Securities, Llc.
  Appleton, WI
  Wauwatosa, WI
  Suite A #7, WI
  Green Bay, WI
  Little Chute, WI
• 2016-03-21 → 2019-01-09
  Packerland Brokerage Services, Inc.
  Green Bay, WI
  Oshkosh, WI
• 2013-05-20 → 2016-03-21
  Edward Jones
  St Louis, MO
  Little Chute, WI

Other Businesses

1) 09/06/2024 - The Pru Crew, LLC - 300 Patriot Dr, Suite B, Little Chute WI 54140. the Manager shall have full and complete authority to manage the business of Company, to make all decisions in connection with the business of the Company, and to perform all other acts customary or incidental to the management of the Company`s business - Real Estate Rental - Inv Related - At LITTLE CHUTE, WI - Start Date 02/16/2024 - 0hrs/mth - 0hrs/mth During Trading 2) 03/19/2025 - John McInnes - Non-Variable Insurance- This OBA is for the sale of Proprietary and Non-Proprietary Fixed Insurance Products - inv. related- at Little Chute, WI- start date 11/16/2024-50hrs/mnth-20hrs during trading

Exams

• S66 Uniform Combined State Law Examination
  2013-04-16

Other Names

• John Mcinnes
• John Duncan Mcinnes
• John D Mcinnes