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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-12 |
Branch Locations
350 W Colorado Blvd Ste 390 [Ll-Rbo], Pasadena, CA 91105 • United States
726 E Valley Blvd, Alhambra, CA 91801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hold Bros. Capital, Llc | New York | NY | 06/2018 | 06/2021 |
| Integra Technology Inc | El Segundo | CA | 04/2016 | 06/2018 |
| National Securities Corporation | Pasadena | CA | 06/2021 | 07/2022 |
| National Asset Management | Pasadena, | CA | 08/2021 | 07/2022 |
| B. Riley Wealth Management | Pasadena | CA | 07/2022 | 12/2024 |
| B. Riley Wealth Advisors | Memphis | TN | 07/2022 | 12/2024 |
| Wells Fargo Clearing Services, Llc | Encino | CA | 12/2024 | Present |
RENTAL PROPERTY; INV RELATED; LONG BEACH, CA; LONG TERM RENTAL; 100% OWNER; START DATE 07/23/2009; 3 HRS PER MONTH, 0 DURING TRADING HRS |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-04 |
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