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Nickolas Lallas

Wells Fargo Clearing Services, LLC

Naperville, IL

Westchester, IL

Chicago, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-10-03
  • IL RA
    APPROVED
    Since 2024-10-03

Branch Locations

47 E Chicago Ave Ste 132, Naperville, IL 60540 • United States

11000 31St St, Westchester, IL 60154 • United States

30 S Wacker Dr Fl 40 [Wi-Rbo], Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Glen Ellyn IL 01/2013 09/2024
U.S. Bank Glen Ellyn IL 08/2019 09/2024
Wells Fargo Clearing Services, Llc Chicago IL 09/2024 Present
Previous Registrations
  • 2014-08-28 → 2024-09-13
    U.S. Bancorp Investments, Inc.
    Chicago, IL
    Lockport, IL
    Plainfield, IL
    Chicago, IL
    Aurora, IL
    Bolingbrook, IL
    Naperville, IL
    Lemont, IL
    Morton Grove, IL
    Hanover Park, IL
    Chicago, IL
    Oak Park, IL
    Carol Stream, IL
    Chicago, IL
    Oak Park, IL
    Elmwood Park, IL
    Norridge, IL
    Chicago, IL
    Skokie, IL
    Morton Grove, IL
    Glen Ellyn, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-28
S63 Uniform Securities Agent State Law Examination 2013-04-11
  • S65 Uniform Investment Adviser Law Examination
    2014-08-28
  • S63 Uniform Securities Agent State Law Examination
    2013-04-11
Other Names
  • Nick Lallas
  • Nickolas S Lallas

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · NAPERVILLE, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NAPERVILLE, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NAPERVILLE, IL
BENJAMIN F. EDWARDS & COMPANY, INC. · Naperville, IL
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