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Eagle Strategies LLC CRD 110826
$32.0B regulatory AUM 6,662 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-08-13 |
Branch Locations
2000 S Colorado Blvd Tower 2 Suite 1100, Denver, CO 80222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of Omaha | Austin | TX | 12/2011 | 02/2022 |
| Transamerica Financial Advisors, Inc | Sugarland | TX | 04/2022 | 08/2022 |
| Mutual Of Omaha | The Woodlands | TX | 12/2011 | 02/2022 |
| United Financial Service | Baltimore | MD | 03/2022 | 02/2023 |
| Transamerica Agency Network | Baltimore | MD | 03/2022 | 02/2023 |
| Pruco Securities Llc | Englewood | CO | 02/2023 | 11/2024 |
| The Prudential Insurance Company Of America | Englewood | CO | 02/2023 | 03/2025 |
| Lpl Enterprise, Llc | Englewood | CO | 11/2024 | 03/2025 |
| New York Life Insurance Company | Denver | CO | 04/2025 | Present |
| Nylife Securities Llc | Denver | CO | 05/2025 | Present |
| Eagle Strategies Llc | Denver | CO | 08/2025 | Present |
[Insurance Brokering; appointed with outside carriers for the purpose of brokering non-registered products: 2000 S. Colorado Blvd. suite 1100, Denver CO 80222; Start date 04/2025; 1 hour per month, 0 hours during securities trading hours; insurance related]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-24 |
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