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Current Employers
Lefavi Wealth Management

2323 Foothill Dr., Suite 100, Salt Lake City, UT 84109 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-01-23
  • UT RA
    APPROVED
    Since 2024-01-23

Branch Locations

2323 Foothill Dr., Suite 100, Salt Lake City, UT 84109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Draper UT 01/2013 06/2017
E*Trade Securities Llc Sandy UT 10/2017 05/2018
E*Trade Capital Management Llc Sandy UT 10/2017 05/2018
Unemployed Draper UT 06/2017 10/2017
Bruce A Lefavi Securities, Inc Salt Lake City UT 05/2018 Present
Lefavi Wealth Management Salt Lake City UT 05/2018 Present
  • 01/2013 → 06/2017
    Td Ameritrade
    Draper, UT
  • 10/2017 → 05/2018
    E*Trade Securities Llc
    Sandy, UT
  • 10/2017 → 05/2018
    E*Trade Capital Management Llc
    Sandy, UT
  • 06/2017 → 10/2017
    Unemployed
    Draper, UT
  • 05/2018 → Present
    Bruce A Lefavi Securities, Inc
    Salt Lake City, UT
  • 05/2018 → Present
    Salt Lake City, UT
Previous Registrations
  • 2018-06-04 → 2023-12-31
    Salt Lake City, UT
  • 2017-10-31 → 2018-05-18
    Harrisdirect Llc
    Sandy, UT
    Arlington, VA
  • 2013-02-28 → 2017-06-21
    Td Ameritrade, Inc.
    Draper, UT
    Draper, UT
    Omaha, NE
  • 2013-02-28 → 2017-06-21
    Td Ameritrade Investment Management, Llc
    Draper, UT
Other Businesses

- Name: GLG Consultants - Non investment-related - Address: 60 E 42nd St 3rd Floor, New York, NY 10165 - Nature/Duties: Jay takes surveys about his job. These insights are gathered for use of other industry professionals. Jay has no responsibilities with GLG Consultants, is not required to preform any duties, and preforms work solely at his discretion by taking surveys. - Title/Relationship: Survey Submitter - Start Date: July 2019 - Approx Hours: 5 hours/year - Approx Hours During Trading Hours: 5 hours/year

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-15
  • S66 Uniform Combined State Law Examination
    2013-02-15
Designations

View on SEC IAPD

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