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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2026-07-13 |
| CA | RA | APPROVED | 2024-11-22 |
| CO | RA | APPROVED | 2024-11-22 |
| FL | RA | APPROVED | 2024-11-22 |
| MD | RA | APPROVED | 2024-11-22 |
| MI | RA | APPROVED | 2024-11-22 |
| NV | RA | APPROVED | 2024-11-22 |
| WA | RA | APPROVED | 2024-05-21 |
| NH | RA | APPROVED | 2024-05-14 |
| DE | RA | APPROVED | 2023-08-10 |
| KS | RA | APPROVED | 2023-06-16 |
| IL | RA | APPROVED | 2022-04-26 |
| WY | RA | APPROVED | 2022-02-02 |
| NC | RA | APPROVED | 2021-12-15 |
| OH | RA | APPROVED | 2021-09-02 |
| PA | RA | APPROVED | 2021-09-02 |
| VA | RA | APPROVED | 2021-09-02 |
| AZ | RA | APPROVED | 2021-07-14 |
| TX | RA | APPROVED_RES | 2021-07-02 |
| GA | RA | APPROVED | 2021-05-10 |
| NY | RA | APPROVED | 2021-04-16 |
| RI | RA | APPROVED | 2020-09-23 |
| CT | RA | APPROVED | 2020-02-28 |
| MA | RA | APPROVED | 2020-02-07 |
| NJ | RA | APPROVED | 2016-03-10 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
Ridgefield, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins | New York | NY | 05/2015 | 02/2020 |
| Park Avenue Securities | New York | NY | 05/2015 | 02/2020 |
| Guardian Life Insurance Company Of America | Rye Brook | NY | 02/2020 | 02/2020 |
| Park Avenue Securities | Rye Brook | NY | 02/2020 | 02/2020 |
| Guardian Life Insurance | New York | NY | 02/2020 | Present |
| Park Avenue Securities | New York | NY | 02/2020 | Present |
| Guardian Life Insurance Company | Ridgefield | CT | 06/2024 | Present |
| Park Avenue Securities | Ridgefield | CT | 06/2024 | Present |
1) Board of Director - Fred S Keller School, Start date: 06/01/2023, Address: 1 Odell Plaza Yonkers, NY 10701, 1 total hour per month; 0 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-17 |
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