Chase Kent Smith

Current Employers

Employment History

• 10/2016 → 07/2021
  Waddell & Reed, Inc
  Clearfield, UT
• 10/2016 → 07/2021
  Various Insurance Carrriers For W&R Insurance Agencies
  Layton, UT
• 07/2016 → 09/2016
  Msi Financial Services, Inc
  Clearfield, UT
• 01/2018 → 02/2021
  Chase Smith
  Mountain Green, UT
• 09/2016 → 07/2021
  Waddell & Reed, Inc
  Layton, UT
• 09/2016 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Layton, UT
• 01/2019 → 04/2024
  Michael D Bennett
  Salt Lake City, UT
• 02/2021 → 04/2024
  Cks Design Llc
  Layton, UT
• 07/2021 → 04/2024
  Lpl Financial Llc
  Salt Lake City, UT
• 04/2024 → 01/2025
  Fidelity Investments
  Salt Lake City, UT
• 01/2025 → Present
  Lpl Financial Llc
  Salt Lake City, UT

Previous Registrations

• 2024-05-22 → 2025-01-09
  Fidelity Personal And Workplace Advisors
  Salt Lake City, UT
• 2021-07-21 → 2024-04-18
  Lpl Financial Llc
  Layton, UT
  Salt Lake City, UT
  Layton, UT
• 2016-10-05 → 2021-07-21
  Waddell & Reed
  Clearfield, UT
  Layton, UT
  Scottsdale, AZ
  Las Vegas, NV
  Salt Lake City, UT
• 2014-04-03 → 2016-10-06
  Msi Financial Services, Inc.
  Sandy, UT
  Clearfield, UT

Other Businesses

1) 01/22/2025 - Western Front Wealth Advisors - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/24/2025 - 90 Hrs/Mth - 90 Hrs During Trading. 2) 01/22/2025 - CKS Design LLC - Not Investment Related - Business Owner - At Reported Business Location(s) - Start Date:02/01/2021- 90 Hrs/Mth - 20 Hrs During Trading. 3) 01/22/2025 - FastTrack Mortgage Inc. - Investment Related - At Reported Business Location(s) -Mortgage/Real Estate Services- Start Date:06/16/2020 - 30 Hrs/Mth - 6 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-03-15
• S63 Uniform Securities Agent State Law Examination
  2013-03-20

Other Names

• Chase Smith
• Chase Kent Smith