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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-04-26 |
| TX | RA | APPROVED | 2022-04-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Highland Falls | NY | 01/2013 | 01/2020 |
| Jpmorgan Chase Bank | Highland Falls | NY | 04/2012 | 01/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Poughkeepsie | NY | 02/2020 | 04/2022 |
| Bank Of America., N.A. | Poughkeepsie | NY | 02/2020 | 04/2022 |
| J.P. Morgan Securities Llc | Newburgh | NY | 04/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Newburgh | NY | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2013-05-15 |
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