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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| NY | RA | APPROVED | 2021-06-29 |
Branch Locations
942 Route 376 Suite 210-211, Wappingers Falls, NY 12590 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brent Financial Group | Wappingers Falls | NY | 03/1990 | Present |
| Commonwealth Financial Network | Waltham | MA | 10/2000 | Present |
1. Owner, Brent Financial Group, LLC, a private entity established to facilitate Securities, advisory, and insurance Business; as of 1/1/2005; 100% time spent during business hours; Conducted at branch; Investment related. 2. Fixed insurance sales; as of 10/31/2000; Less than 10% time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-08-20 |
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