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Equity Services, Inc. CRD 265
$2.78B regulatory AUM 410 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One National Life Drive, Montpelier, VT 05604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-22 |
Branch Locations
1400 Route 82, Hopewell Junction, NY 12533 • United States
421 Troy Schenectady Rd, Latham, NY 12110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Life Group | Queensbury | NY | 06/2015 | Present |
| Equity Services, Inc | Montpelier | VT | 06/2015 | Present |
THOROUGHBRED ADVISORS, LLC,1202 TROY-SCHENECTADY ROAD, BUILDING 2,LATHAM,NY 12110,INVESTMENT RELATED,AGENT, 6/1/2015,40HRS/WK, DUR TRADING HRS,I AM AGENT FOR SEVERAL INSURANCE COMPANIES SELLING LIFE,DI, LTC,HEALTH, ANNUITIES AND DO SO UNDER THE DBA THOROUGH BRED ADVISORS*ABC CORPORATE AWARDS,1400 RT 82 HOPEWELL JCT NY 12533,NOT INV REL,ONGOING,01/01/2020,BOOKKEEPING,SALES OF SIGNS,TROPHIES,PLAQUES,ETC,NOT DURING TRD/HRS,5%.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-01-15 |
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