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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-05
SC RA APPROVED 2017-07-18
  • TX RA
    APPROVED_RES
    Since 2023-01-05
  • SC RA
    APPROVED
    Since 2017-07-18

Branch Locations

1213 Lady Street Suite 200, Columbia, SC 29201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Community Bank Columbia SC 01/2013 Present
Lpl Financial, Llc Columbia SC 01/2013 Present
Independent Advisor Alliance, Llc Columbia SC 07/2017 Present
  • 01/2013 → Present
    First Community Bank
    Columbia, SC
  • 01/2013 → Present
    Lpl Financial, Llc
    Columbia, SC
  • 07/2017 → Present
    Columbia, SC
Other Businesses

1) 05/28/2013 - FIRST COMMUNITY FINANCIAL CONSULTANTS - Investment Related - At Reported Business Locations(s) - DBA for LPL Business (entity for LPL business) - 0 Hrs/Mth - 0 Hrs During Trading. 2) 10/18/2013 - NOTARY PUBLIC - COLOMBIA, SC - Not Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - 1% OF TIME SPENT . 3) 08/09/2017 - Independent Advisor Alliance - DBA: (Hybrid) First Community Financial Consultants -investment related - At reported business location(s) - Registered Investment Advisor DBA - start 07/18/2017 - Hours per month 160/ hours during trading 8 - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 8/9/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 08/09/2017 - Independent Advisor Alliance (IAA) - investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start 07/18/2017 - Hours per month 160/ hours during trading 8 - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 8/9/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 10/13/2017 - Highland Capital Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/28/2017 - 3 Hours Per Month During Securities Trading. 6) 08/15/2025 - BBCS properties -Investment Related - Road Chapin SC - Real Estate Rental - Start Date:07/01/2025 - 4 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-15
S63 Uniform Securities Agent State Law Examination 2013-03-15
  • S65 Uniform Investment Adviser Law Examination
    2016-09-15
  • S63 Uniform Securities Agent State Law Examination
    2013-03-15
Other Names
  • Bill Addison
  • Billy Addison
  • William Addison

View on SEC IAPD

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