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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-05 |
| SC | RA | APPROVED | 2017-07-18 |
Branch Locations
1213 Lady Street Suite 200, Columbia, SC 29201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Community Bank | Columbia | SC | 01/2013 | Present |
| Lpl Financial, Llc | Columbia | SC | 01/2013 | Present |
| Independent Advisor Alliance, Llc | Columbia | SC | 07/2017 | Present |
1) 05/28/2013 - FIRST COMMUNITY FINANCIAL CONSULTANTS - Investment Related - At Reported Business Locations(s) - DBA for LPL Business (entity for LPL business) - 0 Hrs/Mth - 0 Hrs During Trading. 2) 10/18/2013 - NOTARY PUBLIC - COLOMBIA, SC - Not Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - 1% OF TIME SPENT . 3) 08/09/2017 - Independent Advisor Alliance - DBA: (Hybrid) First Community Financial Consultants -investment related - At reported business location(s) - Registered Investment Advisor DBA - start 07/18/2017 - Hours per month 160/ hours during trading 8 - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 8/9/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 08/09/2017 - Independent Advisor Alliance (IAA) - investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start 07/18/2017 - Hours per month 160/ hours during trading 8 - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 8/9/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 10/13/2017 - Highland Capital Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/28/2017 - 3 Hours Per Month During Securities Trading. 6) 08/15/2025 - BBCS properties -Investment Related - Road Chapin SC - Real Estate Rental - Start Date:07/01/2025 - 4 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 2013-03-15 |
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