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New York Life Investment Management LLC CRD 109591
$121B regulatory AUM 1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
51 Madison Avenue, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-03-19 |
| NY | RA | APPROVED | 2021-10-28 |
Branch Locations
51 Madison Avenue, New York, NY 10010 • United States
Glen Allen, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Investments | New York | NY | 02/2014 | Present |
NYC Chicks Properties, LLC; 313 Peaceful Drive, Big Fork, MT, 59911; investment related; Co-member of LLC (50/50), LLC created for equal partnership with cousin for vacation home that is also going to serve as AirBnB when not in use by LLC members; less than 5 hours per month not during normal business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-03 |
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