Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-03-22 |
| CA | RA | APPROVED | 2011-02-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Manhattan Beach | CA | 11/2010 | Present |
| Bank Of America, N.A. | El Segundo | CA | 05/2011 | Present |
I*1997313, Entity Type Not for profit, Name of OBA: Investments & Wealth Institute Address: Investment Related: No Position, Title, Association: No position or title Employee Start Date: early to mid-October 2024 No Hours: 6 hours once No Hours during trading: 6 hours once Duties: 1. Improve professionalism of our members through educational and certification programs2. Develop and encourage the practice of high standards of professional conduct3. Promote and protect the interests of the profession and the public it serves4. Broaden public understanding of investment consulting and wealth management As a member of the institute (CPWA), I will be asked to write a group of items on my own. The institute calls it Item Writing activities. The activity is more specifically : Exam questions and answer sets (both the correct answer and the three incorrect answers, called distractors) used on the certification exam. They will provide a one-hour interactive training by experts in the field that explains how to write an item before receiving the item-writing assignment. The Institute offers 6 hours of complimentary CE, since it estimates that is the time it would take to accomplish this task.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-04 |
Reach out to this advisor