Marc A Shapiro

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → Present
  Strategies For Wealth
  New York, NY
• 09/2010 → Present
  Guardian Life Insurance Company
  New York, NY
• 12/2011 → Present
  Park Avenue Securities
  New York, NY

Other Businesses

1) Insurance-For those clients that are not qualified or choose to obtain life and/or disability insurances outside Berkshire or Guardian, Start: 01/01/2011, Address: 437 Madison Avenue, 29th Floor, New York, NY 10022, 7 total hours per month; 7 during securities trading hours, Investment related, Less than 10% annual compensation, 2) Law Office of Marc A. Shapiro PC-Representing purchasers, sellers and lenders in residential real estate transactions,. Start: 08/01/2015, Address: 5 Cottontail Road Melville, NY 11747, 10 total hours per month; 10 during securities trading hours, Not investment related, Less than 10% annual compensation, 3) MAS ADVISORS GROUP INC-ENTITY CREATED FOR BUSINESS EXPENSES/TAX PURPOSES, Start: 06/06/2024, Address: 5 Cottontail Road Melville, NY 11747, 1 total hours per month; 1 during securities trading hours, Not investment related, More than 10% annual compensation,

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-06-27
• S63 Uniform Securities Agent State Law Examination
  2012-02-21

Other Names

• Marc Andrew Shapiro