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Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-07-01
  • IA RA
    APPROVED
    Since 2024-07-01

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2017 04/2018
Northwestern Mutual Investment Services Llc Davenport IA 01/2018 04/2018
Isle Of Capri Casino Bettendorf IA 12/2010 08/2019
Caesars Entertainment Bettendorf IA 08/2019 12/2021
Caesars Entertainment Altoona IA 12/2021 08/2022
Principal Life Insurance Des Moines IA 08/2022 Present
Principal Securities, Inc. Des Moines IA 09/2022 Present
Principal Advised Services Des Moines IA 04/2024 Present
  • 12/2017 → 04/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2018 → 04/2018
    Northwestern Mutual Investment Services Llc
    Davenport, IA
  • 12/2010 → 08/2019
    Isle Of Capri Casino
    Bettendorf, IA
  • 08/2019 → 12/2021
    Caesars Entertainment
    Bettendorf, IA
  • 12/2021 → 08/2022
    Caesars Entertainment
    Altoona, IA
  • 08/2022 → Present
    Principal Life Insurance
    Des Moines, IA
  • 09/2022 → Present
    Principal Securities, Inc.
    Des Moines, IA
  • 04/2024 → Present
    Des Moines, IA
Other Businesses

PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/12/2022 ADDRESS: Des Moines 711 High St, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-29
S63 Uniform Securities Agent State Law Examination 2022-10-22
  • S66 Uniform Combined State Law Examination
    2024-06-29
  • S63 Uniform Securities Agent State Law Examination
    2022-10-22
Other Names
  • John William Weiland
  • John W Weiland
  • John W Weiland

View on SEC IAPD

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