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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-07
UT RA APPROVED 2023-02-15
  • TX RA
    APPROVED_RES
    Since 2023-07-07
  • UT RA
    APPROVED
    Since 2023-02-15

Branch Locations

200 West Civic Center Drive, Sandy, UT 84070 • United States

Salt Lake City, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Sandy UT 11/2010 04/2017
E*Trade Securities Llc Sandy UT 04/2017 07/2019
E*Trade Securities Llc Sandy UT 07/2019 Present
E*Trade Capital Management Llc Sandy UT 07/2019 Present
Morgan Stanley Sandy UT 01/2023 Present
Morgan Stanley Sandy UT 09/2023 Present
  • 11/2010 → 04/2017
    E*Trade Securities Llc
    Sandy, UT
  • 04/2017 → 07/2019
    E*Trade Securities Llc
    Sandy, UT
  • 07/2019 → Present
    E*Trade Securities Llc
    Sandy, UT
  • 07/2019 → Present
    E*Trade Capital Management Llc
    Sandy, UT
  • 01/2023 → Present
    Sandy, UT
  • 09/2023 → Present
    Sandy, UT
Previous Registrations
  • 2014-08-21 → 2023-09-05
    Harrisdirect Llc
    Arlington, VA
    Sandy, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-20
S63 Uniform Securities Agent State Law Examination 2010-12-22
  • S66 Uniform Combined State Law Examination
    2014-08-20
  • S63 Uniform Securities Agent State Law Examination
    2010-12-22

View on SEC IAPD

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